MIAX Options Exchange FINRA Rule Filing Circulars
February 13, 2019
MIAX Options RC-2019-07
FINRA Arbitration Rule Change Notice: Proposed Rule Change to Expand Time for Non-Parties to Respond to Arbitration Subpoenas and Orders of Appearance of Witnesses or Production of Documents
October 22, 2018
MIAX Options RC-2018-61
FINRA Arbitration Rule Change Notice: Approved Rule Change to Pay Arbitrators a $200 Honorarium to Decide Without a Hearing Session a Contested Subpoena Request or a Contested Order for Production or Appearance
August 14, 2018
MIAX Options RC-2018-36
Rule Change Notice – Approval for FINRA Arbitration Rules 12500, 12501, 13500 and 13501
July 31, 2018
MIAX Options RC-2018-33
FINRA Arbitration Rule Change Notice: Proposed Rule Change to Pay Arbitrators a $200 Honorarium to Decide Without a Hearing Session a Contested Subpoena Request or a Contested Order for Production or Appearance
May 25, 2018
MIAX Options RC-2018-26
Rule Change Notice – Approval for FINRA Arbitration Rules 12600, 12800, 13600 and 13800
May 22, 2018
MIAX Options RC-2018-25
FINRA Arbitration Rule Change Notice: Proposed Rule Change to Create a Fee and Honorarium for Late Cancellation of a Prehearing Conference
March 15, 2018
MIAX Options RC-2018-15
Rule Change Notice - FINRA Arbitration Rules 12214, 12904, 13214 and 13904
February 22, 2018
MIAX Options RC-2018-12
Rule Change Notice - FINRA Arbitration Rules 12600, 12800, 13600 and 13800