MIAX Emerald Options Exchange FINRA Rule Filing Circulars
December 17, 2020
MIAX Emerald RC-2020-65
Approved FINRA Rule Change to Amend FINRA Rules to Reflect Name Changes to Two FINRA Departments: The Office of Dispute Resolution and the Department of Registration and Disclosure
October 26, 2020
MIAX Emerald RC-2020-54
Proposed Rule Change To Amend the FINRA Codes of Arbitration Procedure To Increase Arbitrator Chairperson Honoraria and Certain Arbitration Fees
October 06, 2020
MIAX Emerald RC-2020-50
Proposed Rule Change to Amend the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes to modify the current process relating to the expungement of customer dispute information.
June 04, 2020
MIAX Emerald RC-2020-21
Approved Rule Change to Amend the FINRA Code of Arbitration Procedure for Customer Disputes and the FINRA Code of Arbitration Procedure for Industry Disputes To Apply Minimum Fees to Requests for Expungement of Customer Dispute Information
March 05, 2020
MIAX Emerald RC-2020-06
FINRA Arbitration Rule Change: Order Approving a Proposed Rule Change To Amend FINRA Rule 12000 Series To Expand Options Available to Customers if a Firm or Associated Person Is or Becomes Inactive
March 02, 2020
MIAX Emerald RC-2020-05
Notice of Filing of a Proposed Rule Change to Amend the FINRA Code of Arbitration Procedure for Customer Disputes and the FINRA Code of Arbitration Procedure for Industry Disputes To Apply Minimum Fees to Requests for Expungement of Customer Dispute Information
November 25, 2019
MIAX Emerald RC-2019-87
FINRA Arbitration Rule Change: Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 12000 Series To Expand Options Available to Customers if a Firm or Associated Person Is or Becomes Inactive
May 13, 2019
MIAX Emerald RC-2019-52
FINRA Arbitration Rule Change Notice: Approved Rule Change to Expand Time for Non-Parties to Respond to Arbitration Subpoenas and Orders of Appearance of Witnesses or Production of Documents