MIAX Pearl® Options Exchange Rule Filings

As a registered national securities exchange, MIAX Pearl is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Pearl is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Pearl will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.


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MIAX Pearl
SR-PEARL-2017-29

Effective / Approved

Amend the Fee Schedule to reduce the taker fees for priority customer orders in penny classes.

June 07, 2017

MIAX Pearl
SR-PEARL-2017-28

Effective / Approved

Amend Rule 406, Long Term Option Contracts, relating to long-term options series.  

June 05, 2017

MIAX Pearl
SR-PEARL-2017-27

Withdrawn

Amend the Fee Schedule to reduce the taker fees for priority customer orders in SPY Options.   This filing was withdrawn and replaced with SR-PEARL-2017-30.

May 31, 2017

MIAX Pearl
SR-PEARL-2017-26

Effective / Approved

Amend the Fee Schedule to establish an Options Regulatory Fee ("ORF").

May 26, 2017

MIAX Pearl
SR-PEARL-2017-25

Withdrawn

Amend the Fee Schedule to reduce the taker fees for priority customer orders in Penny Classes.   This filing was withdrawn and replaced with SR-PEARL-2017-29.

May 26, 2017

MIAX Pearl
SR-PEARL-2017-24

Effective / Approved

Amend Rule 510, Minimum Price Variations and Minimum Trading Increments, to extend the Penny Pilot Program until December 31, 2017.  

May 16, 2017

MIAX Pearl
SR-PEARL-2017-23

Withdrawn

Amend Rules 606, Securities Accounts and Orders of Market Makers, and 804, Automated Submission of Trade Data, to eliminate or modify duplicative CAT rules. This filing has been withdrawn on 1/9/18.

May 15, 2017

MIAX Pearl
SR-PEARL-2017-22

Effective / Approved

Amend Rules 503, Openings on the Exchange, and 515, Execution of Orders, to codify the Exchange's handling of orders after the opening process.

May 05, 2017