MIAX Pearl® Options Regulatory Circulars
September 29, 2017
MIAX PEARL RC-2017-57
New Interpretation and Policy to Rule 521, Nullification and Adjustment of Options Transactions including Obvious Errors, and update to Interpretation and Policy to Rule 504, Trading Halts
September 19, 2017
MIAX PEARL RC-2017-56
Rule Change Notice - FINRA Arbitration Rules 12100 and 13100
September 15, 2017
MIAX PEARL RC-2017-55
Market for Underlying Security used for Openings on MIAX PEARL for Symbol WDAY Effective Wednesday, September 20, 2017
September 07, 2017
MIAX PEARL RC-2017-54
Consolidated Audit Trail (“CAT”) Fee Dispute Resolution Rule
September 06, 2017
MIAX PEARL RC-2017-53
Market for Underlying Security used for Openings on MIAX PEARL for Symbol AXON Effective Wednesday, September 6, 2017
August 23, 2017
MIAX PEARL RC-2017-52
Consolidated Audit Trail (“CAT”) Fee Dispute Resolution Rule
August 08, 2017
MIAX PEARL RC-2017-51
Rule Change Notice - FINRA Arbitration Rules 12100 and 13100
August 01, 2017
MIAX PEARL RC-2017-50
Market for Underlying Security used for Openings on MIAX PEARL for Certain Symbols Effective Wednesday, August 2, 2017