U.S. Options

Regulatory Circulars

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MIAX Pearl® Options Regulatory Circulars

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July 31, 2018

MIAX PEARL RC-2018-25

FINRA Arbitration Rule Change Notice: Proposed Rule Change to Pay Arbitrators a $200 Honorarium to Decide Without a Hearing Session a Contested Subpoena Request or a Contested Order for Production or Appearance

July 12, 2018

MIAX PEARL RC-2018-24

Market for Underlying Security Used for Openings on MIAX PEARL for Newly Listed Option Class BJ Effective Friday, July 13, 2018

June 25, 2018

MIAX PEARL RC-2018-23

Market for Underlying Security used for Openings on MIAX PEARL for Symbol STAY Effective Tuesday, June 26, 2018

June 15, 2018

MIAX PEARL RC-2018-22

Market for Underlying Security Used for Openings on MIAX PEARL for Newly Listed Option Classes Effective Monday, June 18, 2018

June 01, 2018

MIAX PEARL RC-2018-21

Market for Underlying Security used for Openings on MIAX PEARL for Symbol SSP Effective Monday, June 4, 2018

May 31, 2018

MIAX PEARL RC-2018-20

Amendment to Exchange Rules 307, Position Limits, and 309, Exercise Limits, to Increase Position and Exercise Limits for Options on SPY

May 25, 2018

MIAX PEARL RC-2018-19

Rule Change Notice – Approval for FINRA Arbitration Rules 12600, 12800, 13600 and 13800

May 22, 2018

MIAX PEARL RC-2018-18

FINRA Arbitration Rule Change Notice: Proposed Rule Change to Create a Fee and Honorarium for Late Cancellation of a Prehearing Conference