MIAX Options® Regulatory Circulars


Filter By:


December 28, 2016

MIAX Options RC-2016-71

Market for Underlying Security used for Openings on MIAX Options for Symbol PGTI Effective Wednesday, December 28, 2016

December 23, 2016

MIAX Options RC-2016-70

Market for Underlying Security used for Openings on MIAX for Symbol PBYI Effective Tuesday, January 3, 2017

December 22, 2016

MIAX Options RC-2016-69

MIAX Options Business Continuity and Disaster Recovery Plans Testing
Member Designation Standards

December 15, 2016

MIAX Options RC-2016-68

MIAX Complex Top of Market Data Product (“cToM”)
Priority Customer Size Feature Implementation
SR-MIAX-2016-36

December 12, 2016

MIAX Options RC-2016-67

Market for Underlying Security used for Openings on MIAX for Symbol IMPV Effective Tuesday, December 13, 2016

December 12, 2016

MIAX Options RC-2016-66

Rule Change Approval—FINRA Arbitration Rules 12400 and 13400

December 06, 2016

MIAX Options RC-2016-65

Market for Underlying Security used for Openings on MIAX for Symbol KBWB effective Wednesday, December 7, 2016

December 05, 2016

MIAX Options RC-2016-64

Approval Notice—FINRA Arbitration Rules