MIAX Options® Regulatory Circulars


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December 28, 2020

MIAX Options RC-2020-79

Opening and Intra-day Quote Width Requirements and MIAX Order Monitor Settings for Certain Symbols Trading on MIAX Options and MIAX Emerald Extended Through Wednesday, March 31, 2021

December 28, 2020

MIAX Options RC-2020-78

Approved Rule Change to Amend the FINRA Codes of Arbitration Procedure to Increase Arbitrator Chairperson Honoraria and Certain Arbitration Fees

December 21, 2020

MIAX Options RC-2020-77

Name Change and Change to the Market for Underlying Security Used for Openings on MIAX Options, MIAX Pearl and MIAX Emerald for IPOB (OPEN) Effective December 21, 2020

December 18, 2020

MIAX Options RC-2020-76

Business Continuity and Disaster Recovery Plans Testing
Member Designation Standards

December 18, 2020

MIAX Options RC-2020-75

Electronic Filing of Annual Reports

December 17, 2020

MIAX Options RC-2020-74

Approved FINRA Rule Change to Amend FINRA Rules to Reflect Name Changes to Two FINRA Departments: The Office of Dispute Resolution and the Department of Registration and Disclosure

December 16, 2020

MIAX Options RC-2020-73

Market for Underlying Security Used for Openings on MIAX Options, MIAX Pearl and MIAX Emerald for Newly Listed Symbol AI Effective Thursday, December 17, 2020

December 15, 2020

MIAX Options RC-2020-72

Market for Underlying Security Used for Openings on MIAX Options, MIAX Pearl and MIAX Emerald for Newly Listed Symbols ABNB, CIIC, DASH, LAZR and RMG Effective Wednesday, December 16, 2020