All Options Exchanges Regulatory Circulars
December 06, 2024
MIAX Sapphire RC-2024-81
Increase to Maximum Price Limit for MIAX Options, MIAX Pearl Options, MIAX Emerald Options and MIAX Sapphire Options
December 06, 2024
MIAX Pearl RC-2024-71
Increase to Maximum Price Limit for MIAX Options, MIAX Pearl Options, MIAX Emerald Options and MIAX Sapphire Options
December 06, 2024
MIAX Options RC-2024-74
Increase to Maximum Price Limit for MIAX Options, MIAX Pearl Options, MIAX Emerald Options and MIAX Sapphire Options
December 06, 2024
MIAX Emerald RC-2024-73
Increase to Maximum Price Limit for MIAX Options, MIAX Pearl Options, MIAX Emerald Options and MIAX Sapphire Options
December 05, 2024
MIAX Sapphire RC-2024-80
Amendment to Rule 1306, Branch Offices, to adopt FINRA’s definition of Office of Supervisory Jurisdiction; amendment to Rule 1308, Supervision of Accounts, to adopt FINRA’s inspection requirement for non-branch locations; amendment to Rule 1308 to permit eligible Members to participate in FINRA’s Remote Inspections Pilot Program; and amendment to Rule 1308 to adopt FINRA’s Residential Supervisory Location classification
December 05, 2024
MIAX Pearl RC-2024-70
Amendment to Rule 1306, Branch Offices, to adopt FINRA’s definition of Office of Supervisory Jurisdiction; amendment to Rule 1308, Supervision of Accounts, to adopt FINRA’s inspection requirement for non-branch locations; amendment to Rule 1308 to permit eligible Members to participate in FINRA’s Remote Inspections Pilot Program; and amendment to Rule 1308 to adopt FINRA’s Residential Supervisory Location classification
December 05, 2024
MIAX Options RC-2024-73
Amendment to Rule 1306, Branch Offices, to adopt FINRA’s definition of Office of Supervisory Jurisdiction; amendment to Rule 1308, Supervision of Accounts, to adopt FINRA’s inspection requirement for non-branch locations; amendment to Rule 1308 to permit eligible Members to participate in FINRA’s Remote Inspections Pilot Program; and amendment to Rule 1308 to adopt FINRA’s Residential Supervisory Location classification
December 05, 2024
MIAX Emerald RC-2024-72
Amendment to Rule 1306, Branch Offices, to adopt FINRA’s definition of Office of Supervisory Jurisdiction; amendment to Rule 1308, Supervision of Accounts, to adopt FINRA’s inspection requirement for non-branch locations; amendment to Rule 1308 to permit eligible Members to participate in FINRA’s Remote Inspections Pilot Program; and amendment to Rule 1308 to adopt FINRA’s Residential Supervisory Location classification