February 15, 2019
MIAX Options RC-2019-09
Market for Underlying Security Used for Openings on MIAX Options for the Newly Listed SPIKE Option Classes Effective Tuesday, February 19, 2019
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MIAX Emerald
SR-EMERALD-2019-04
Effective / Approved
Amend Rule 507, Must Give Up Clearing Member, and Rule 513, Submission of Orders and Clearance of Transactions
March 11, 2019
MIAX Pearl
SR-PEARL-2019-04
Effective / Approved
Amend Rule 507, Must Give Up Clearing Member, and Rule 513, Submission of Orders and Clearance of Transactions
March 11, 2019
MIAX Options
SR-MIAX-2019-05
Effective / Approved
Amend Rule 507, Must Give Up Clearing Member, and Rule 513, Submission of Orders and Clearance of Transactions
March 11, 2019
February 13, 2019
MIAX Options RC-2019-08
Settlement Auction Only (SAO) Order Type Added for SPIKES
February 13, 2019
MIAX Emerald RC-2019-05
FINRA Arbitration Rule Change Notice: Proposed Rule Change to Expand Time for Non-Parties to Respond to Arbitration Subpoenas and Orders of Appearance of Witnesses or Production of Documents
February 13, 2019
MIAX PEARL RC-2019-07
FINRA Arbitration Rule Change Notice: Proposed Rule Change to Expand Time for Non-Parties to Respond to Arbitration Subpoenas and Orders of Appearance of Witnesses or Production of Documents
February 13, 2019
MIAX Options RC-2019-07
FINRA Arbitration Rule Change Notice: Proposed Rule Change to Expand Time for Non-Parties to Respond to Arbitration Subpoenas and Orders of Appearance of Witnesses or Production of Documents