February 28, 2019
MIAX Emerald RC-2019-07
Compliance with Section 11(a) of the Securities Exchange Act of 1934
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Found 8084 results. Viewing 695 of 809 pages.
MIAX Emerald
SR-EMERALD-2019-08
Effective / Approved
Amend Rule 503, Openings on the Exchange, and Rule 515, Execution of Orders and Quotes.
February 22, 2019
MIAX Emerald
SR-EMERALD-2019-07
Effective / Approved
Amend Rule 203, Qualification and Registration of Members and Associated Persons
February 22, 2019
MIAX Options
SR-MIAX-2019-06
Effective / Approved
Amend Rule 503, Openings on the Exchange and Rule 515, Execution of Orders and Quotes
February 22, 2019
MIAX Options DA 2015047505806
Notice of Letter of Consent No. 2015047505806 Susquehanna Securities
February 21, 2019
MIAX Options DA 2014042222602
Notice of Letter of Consent No. 2014042222602 Apex Clearing Corporation
February 21, 2019
SPIKES Options Launched on MIAX - MIAX Options Executes Strategy to Transform Market as First True Competitor in Volatility Space
February 20, 2019
MIAX Options RC-2019-17
MPV Setting for Price Protection on Non-Market Maker Orders in Proprietary Products
MIAX Emerald
SR-EMERALD-2019-06
Effective / Approved
Amend Rule 510, Minimum Price Variations and Minimum Trading Increments, to extend the Penny Pilot until June 30, 2019
February 19, 2019
MIAX Emerald
SR-EMERALD-2019-05
Effective / Approved
Amend Rule 602, Appointment of Market Makers
February 19, 2019