Rule Change Approval Notice - FINRA Arbitration Rules 12402, 12403 and 13403
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June 29, 2017
MIAX PEARL RC-2017-45
June 29, 2017
MIAX Options RC-2017-33
Rule Change Approval Notice - FINRA Arbitration Rules 12402, 12403 and 13403
June 29, 2017
MIAX Options RC-2017-32
Opening and Intra-day Quote Width Requirements for Certain Option Classes on MIAX Options Extended Through September 29, 2017
MIAX Pearl
SR-PEARL-2017-31
Effective / Approved
Amend Rule 524, Reporting of Matched Trades to Clearing Corporation, to adopt Interpretations and Policies .01 relating to post-trade adjustments.
June 28, 2017
MIAX Options
SR-MIAX-2017-32
Effective / Approved
Amend Rule 524, Reporting of Matched Trades to Clearing Corporations, to adopt Interpretations and Policies .01 relating to post-trade adjustments.
June 28, 2017
June 28, 2017
MIAX PEARL RC-2017-44
Extension of SPY Option Position and Exercise Limit Pilot Program Through July 12, 2018
MIAX Options
SR-MIAX-2017-31
Effective / Approved
Amend the Fee Schedule to clarify the manner in which the Exchange assesses its Options Regulatory Fee ("ORF").
June 23, 2017
June 23, 2017
MIAX Options RC-2017-31
Market for Underlying Security Used for Openings on MIAX Options for Newly Listed Option Classes Effective June 26, 2017
MIAX Options
SR-MIAX-2017-30
Effective / Approved
Amend Rules 307, Position Limits, and 309, Exercise Limits, to extend the SPY Pilot Program until July 12, 2018.
June 20, 2017