March 15, 2018
MIAX Options RC-2018-15
Rule Change Notice - FINRA Arbitration Rules 12214, 12904, 13214 and 13904
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Found 8079 results. Viewing 718 of 808 pages.
MIAX Options
SR-MIAX-2018-10
Effective / Approved
Amend Rule 307, Interpretations and Policies. 01, Position Limits and Rule 309, Interpretations and Policies. 01, Exercise Limits to increase the position and exercise limits for options on certain ETFs
March 08, 2018
March 08, 2018
MIAX PEARL RC-2018-08
Amendment to Exchange Rule 402, Criteria for Underlying Securities, to Modify the Criteria for Listing Options on an Underlying Security
March 08, 2018
MIAX Options RC-2018-14
Amendment to Exchange Rule 402, Criteria for Underlying Securities, to Modify the Criteria for Listing Options on an Underlying Security
MIAX Pearl
SR-PEARL-2018-09
Effective / Approved
Amend the Fee Schedule Section 1 to amend the Add/Remove Tiered Rebates/Fees to decrease the "Taker" fees in Tiers 4,5, and 6 assessable to all orders submitted by a Market Maker for options in Penny classes
March 08, 2018
Miami International Holdings, Inc. Reports Record Activity for February 2018; MIAX Exchange Group Sets New Daily and Monthly Records
MIAX Pearl
SR-PEARL-2018-07
Effective / Approved
Amend the Fee Schedule relating to certain non-transaction fees and rebates
February 28, 2018
MIAX Pearl
SR-PEARL-2018-06
Withdrawn
Amend Section 1) Transaction Rebates/Fees of the Fee Schedule This filing has been withdrawn and refiled as SR-PEARL-2018-09.
February 28, 2018
MIAX Options
SR-MIAX-2018-09
Effective / Approved
Amend the Fee Schedule to apply a fee cap on the Electronic Exchange Member Participant Identifier ("MPID") Fees
March 01, 2018
MIAX Options
SR-MIAX-2018-08
Effective / Approved
Amend the Fee Schedule to modify certain aspects of the Monthly Trading Permit Fees and the MEI Port Fees that apply to MIAX Options Market Makers
February 28, 2018