March 05, 2020
MIAX Options RC-2020-06
FINRA Arbitration Rule Change: Order Approving a Proposed Rule Change To Amend FINRA Rule 12000 Series To Expand Options Available to Customers if a Firm or Associated Person Is or Becomes Inactive
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MIAX Exchange Group Reports February 2020 Trading Results and New Records; Recognized for Most Innovative Technology for Second Year in a Row at Fund Technology and WSL Awards; Tom Jarck Joins Exchange Group as Volatility Products Specialist
March 02, 2020
MIAX Emerald RC-2020-05
Notice of Filing of a Proposed Rule Change to Amend the FINRA Code of Arbitration Procedure for Customer Disputes and the FINRA Code of Arbitration Procedure for Industry Disputes To Apply Minimum Fees to Requests for Expungement of Customer Dispute Information
March 02, 2020
MIAX PEARL RC-2020-05
Notice of Filing of a Proposed Rule Change to Amend the FINRA Code of Arbitration Procedure for Customer Disputes and the FINRA Code of Arbitration Procedure for Industry Disputes To Apply Minimum Fees to Requests for Expungement of Customer Dispute Information
March 02, 2020
MIAX Options RC-2020-05
Notice of Filing of a Proposed Rule Change to Amend the FINRA Code of Arbitration Procedure for Customer Disputes and the FINRA Code of Arbitration Procedure for Industry Disputes To Apply Minimum Fees to Requests for Expungement of Customer Dispute Information
MIAX Options
SR-MIAX-2020-05
Effective / Approved
Amend the Fee Schedule to amend certain cPRIME credits under the PCRP and amend certain fees for contra-side orders in a cPRIME Auction.
February 28, 2020
MIAX Pearl
SR-PEARL-2020-04
Effective / Approved
Amend Chapter XVII, Consolidated Audit Trail Compliance Rule, relating to the CAT Market Maker Quote Exception.
February 27, 2020
MIAX Options
SR-MIAX-2020-04
Effective / Approved
Amend Rule 100, Definitions, and Rule 503, Openings on the Exchange, to incorporate the concept of a Composite Market into the Exchange's opening process.
March 12, 2020
February 21, 2020
MIAX Emerald RC-2020-04
Change to the Market for Underlying Security Used for Openings on MIAX Options, MIAX PEARL and MIAX Emerald for Symbol SAND Effective Friday, February 21, 2020
February 21, 2020
MIAX PEARL RC-2020-04
Change to the Market for Underlying Security Used for Openings on MIAX Options, MIAX PEARL and MIAX Emerald for Symbol SAND Effective Friday, February 21, 2020