June 08, 2020
MIAX Options RC-2020-26
Market for Underlying Security Used for Openings on MIAX Options, MIAX PEARL and MIAX Emerald for Newly Listed Option Class NKLA Effective Tuesday, June 9, 2020
Found 8087 results. Viewing 644 of 809 pages.
June 08, 2020
Market for Underlying Security Used for Openings on MIAX Options, MIAX PEARL and MIAX Emerald for Newly Listed Option Class NKLA Effective Tuesday, June 9, 2020
June 05, 2020
Change to the Market for Underlying Security Used for Openings on MIAX Options, MIAX PEARL and MIAX Emerald for Symbol APHA Effective Monday, June 8, 2020
June 05, 2020
Change to the Market for Underlying Security Used for Openings on MIAX Options, MIAX PEARL and MIAX Emerald for Symbol APHA Effective Monday, June 8, 2020
June 05, 2020
Change to the Market for Underlying Security Used for Openings on MIAX Options, MIAX PEARL and MIAX Emerald for Symbol APHA Effective Monday, June 8, 2020
Effective / Approved
Extend the filing requirements for certain supervision-related reports currently due April 1, 2020 pursuant to Exchange Rule 1308, Supervision of Accounts, currently given an extension through June 1, 2020 to June 30, 2020.
June 04, 2020
June 04, 2020
Approved Rule Change to Amend the FINRA Code of Arbitration Procedure for Customer Disputes and the FINRA Code of Arbitration Procedure for Industry Disputes To Apply Minimum Fees to Requests for Expungement of Customer Dispute Information
June 04, 2020
Approved Rule Change to Amend the FINRA Code of Arbitration Procedure for Customer Disputes and the FINRA Code of Arbitration Procedure for Industry Disputes To Apply Minimum Fees to Requests for Expungement of Customer Dispute Information
June 04, 2020
Approved Rule Change to Amend the FINRA Code of Arbitration Procedure for Customer Disputes and the FINRA Code of Arbitration Procedure for Industry Disputes To Apply Minimum Fees to Requests for Expungement of Customer Dispute Information
June 02, 2020
Position and Exercise Limit Increases for Options on Certain Exchange-Traded Funds