October 28, 2020
MIAX Options RC-2020-63
New ISO PRIME Order Type
Found 8087 results. Viewing 624 of 809 pages.
Effective / Approved
A proposal to amend the Exchange's Certificate of Formation, LLC Agreement, and the By-Laws to make nonsubstantive, administrative and clarifying changes.
October 28, 2020
October 28, 2020
New ISO PRIME Order Type
October 28, 2020
Update to Order Routing Field Mapping for CAT
Withdrawn
This filing was withdrawn on November 5, 2020 and replaced with SR-PEARL-2020-25.
October 26, 2020
October 26, 2020
Proposed Rule Change To Amend the FINRA Codes of Arbitration Procedure To Increase Arbitrator Chairperson Honoraria and Certain Arbitration Fees
October 26, 2020
Proposed Rule Change To Amend the FINRA Codes of Arbitration Procedure To Increase Arbitrator Chairperson Honoraria and Certain Arbitration Fees
October 26, 2020
Proposed Rule Change To Amend the FINRA Codes of Arbitration Procedure To Increase Arbitrator Chairperson Honoraria and Certain Arbitration Fees
October 26, 2020
Proposed Rule Change To Amend the FINRA Codes of Arbitration Procedure To Increase Arbitrator Chairperson Honoraria and Certain Arbitration Fees
October 26, 2020
Proposed Rule Change to Amend the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes to modify the current process relating to the expungement of customer dispute information
Withdrawn
This filing was withdrawn on October 26, 2020 and replaced with SR-PEARL-2020-22.
October 23, 2020