MIAX Futures™ Disciplinary Actions
This page contains MIAX Futures Notices of Disciplinary Action beginning March 9, 2018. Prior Notices of Disciplinary Action are not available on this page; however, they may be searchable on the National Futures Association BASIC database.
23-I-16
November 29, 2023
23-I-09
July 19, 2023
22-I-16
January 18, 2023
22-I-25
January 11, 2023
21-I-24
August 15, 2022
20-I-28
December 28, 2021
21-I-16
December 27, 2021
21-I-19
November 01, 2021