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Regulatory Alert

MIAX Emerald

December 19, 2019 | 03:54 PM

Electronic Filing of Annual Reports

This alert is a reminder that, in connection with the Regulatory Services Agreement between MIAX PEARL and FINRA, the filing of annual report has been transitioned to the electronic filing platform available via FINRA’s Firm Gateway located at https://firms.finra.org.

Please refer to the following for further details.

FINRA Firm Gateway technical questions may be directed to FINRA’s technical support group at (301) 869-6699.
 
Further questions may be directed to the Exchange’s Membership Department at MemberServices@miami-holdings.com or (609) 897-1479.