U.S. Options

Effective October 1, 2018, in accordance with FINRA’s restructuring of representative-level qualification examinations and licenses, MIAX will terminate the following CRD registration categories:
 

• CD – Series 37 Canada Securities Representative Examination – Options
• CN – Series 38 Canada Securities Representative Examination – Non-Options
• IE – Series 17 United Kingdom Securities Examination
• AP – Approved Person – No Examination

 
Please refer to MIAX PEARL Regulatory Circular 2018-32 for further details.

Any inquiries regarding this notice may be directed to John Cunningham, Member Services at memberservices@miami-holdings.com or (609) 897-1479.