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Regulatory Alert

MIAX Emerald

June 18, 2021 | 07:42 AM

Change to the Market for Underlying Security Used for Openings on MIAX Options, MIAX Pearl Options and MIAX Emerald Options for Symbol OPTT Effective June 18, 2021

Ocean Power Technologies, Inc (“OPTT”) will transfer primary listing from the Nasdaq Global Select Market to the NYSE American Exchange (“AMEX”) effective Friday, June 18, 2021.

MIAX Options, MIAX Pearl Options and MIAX Emerald Options will use AMEX as the “market for the underlying security” for the purpose of Openings on the Exchange.

Please refer to the following for more information.

Please direct questions to the Regulatory Department at Regulatory@miaxglobal.com or (609) 897-7309.