Regulatory Alert
MIAX Pearl Equities
December 28, 2020 | 02:10 PM
Approved Rule Change to Amend the FINRA Codes of Arbitration Procedure to Increase Arbitrator Chairperson Honoraria and Certain Arbitration Fees
Please refer to the following for information on an approved amendment to the FINRA Code of Arbitration Procedure for Customer Disputes and the FINRA Code of Arbitration Procedure for Industry Disputes to increase arbitrator chairperson honoraria.
- MIAX Options Regulatory Circular 2020-78
- MIAX Pearl Options Regulatory Circular 2020-66
- MIAX Emerald Regulatory Circular 2020-69