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Regulatory Alert

MIAX Emerald

December 18, 2020 | 03:06 PM

Electronic Filing of Annual Reports

MIAX Exchange Members are reminded that, in connection with the Regulatory Services Agreement between the Exchange and FINRA, the filing of annual reports has been transitioned to the electronic filing platform available via FINRA’s Firm Gateway.

Please refer to the following for more details.

Further questions may be directed to the Exchange’s Membership Department at MemberServices@miami-holdings.com or (609) 897-1479.