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Regulatory Alert

MIAX Emerald

December 17, 2020 | 05:27 PM

Approved FINRA Rule Change to Amend FINRA Rules to Reflect Name Changes to Two FINRA Departments: The Office of Dispute Resolution and the Department of Registration and Disclosure

Please refer to the following for details regarding the approved rule change to amend FINRA rules to reflect name changes to two FINRA departments: (1) The Office of Dispute Resolution and (2) the Department of Registration and Disclosure.

Regulatory inquiries should be directed to Regulatory@miaxglobal.com or (609) 897-7309.