Regulatory Alert
MIAX Pearl Equities
October 26, 2020 | 03:05 PM
Proposed Rule Change To Amend the FINRA Codes of Arbitration Procedure To Increase Arbitrator Chairperson Honoraria and Certain Arbitration Fees
Please refer to the following for details regarding the proposed rule change to the FINRA Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes to increase arbitrator chairperson honoraria and increase certain filing and hearing session fees.
Regulatory inquiries should be directed to Regulatory@miaxglobal.com or (609) 897-7309.