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Regulatory Alert

MIAX Emerald

October 12, 2020 | 04:00 PM

Market for Underlying Security Used for Openings on MIAX Options, MIAX PEARL and MIAX Emerald for Newly Listed Symbol PLTR Effective Tuesday, October 13, 2020

Palantir Technologies Inc. (PLTR) will start trading on MIAX Options, MIAX PEARL and MIAX Emerald beginning Tuesday, October 13, 2020. Each Exchange shall use the New York Stock Exchange as the “market for the underlying security” for the purpose of Openings on the Exchange.

Please refer to the following for further information.

Please direct questions to the Regulatory Department at Regulatory@miaxglobal.com or (609) 897-7309.