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Regulatory Alert

MIAX Emerald

September 30, 2020 | 01:50 PM

Change to the Market for Underlying Security Used for Openings on MIAX Options, MIAX PEARL and MIAX Emerald for Symbol NWE Effective October 1, 2020

NorthWestern Corporation (“NWE”) will transfer primary listing from the New York Stock Exchange to the NASDAQ Stock Market (“NASDAQ”) effective Thursday, October 1, 2020. 

MIAX Options, MIAX PEARL and MIAX Emerald will use NASDAQ as the “market for the underlying security” for the purpose of Openings on the Exchange.

Please refer to the following for more information.

Direct questions to the Regulatory Department at Regulatory@miaxglobal.com or (609) 897-7309.