Trading Alert

MIAX Pearl Equities

September 14, 2020 | 03:56 PM

MIAX PEARL Equities Rules Incorporated by Reference

MIAX PEARL Equities has received approval from the Securities and Exchange Commission to incorporate by reference existing rules of the Financial Industry Regulatory Authority and/or Miami International Securities Exchange, LLC, an affiliate of MIAX PEARL.

Please refer to MIAX PEARL Equities Regulatory Circular 2020-03 for a complete list of rules incorporated by reference.

Regulatory questions may be directed to Regulatory@MIAXEquities.com or (609) 897-7309.