Regulatory Alert
MIAX Pearl
September 11, 2020 | 03:13 PM
Change to the Market for Underlying Security Used for Openings on MIAX Options, MIAX PEARL and MIAX Emerald for Symbol NMFC Effective Monday, September 14, 2020
New Mountain Finance Corporation (“NMFC”) will transfer primary listing from the New York Stock Exchange to the NASDAQ Global Selected Market (“NASDAQ”) effective Monday, September 14, 2020.
MIAX Options, MIAX PEARL and MIAX Emerald will use NASDAQ as the “market for the underlying security” for the purpose of Openings on the Exchange.
Please refer to the following for more information.
- MIAX Options Regulatory Circular 2020-44
- MIAX PEARL Regulatory Circular 2020-38
- MIAX Emerald Regulatory Circular 2020-40