U.S. Equities

On August 19, 2020, the Depository Trust & Clearing Corporation (DTCC) announced that the MIAX PEARL Equities Exchange market code will be ‘190’ in UTC output (FIX tag 30, MRO position 58-60). This is the market code that will also be reported on the Consolidated Trade Summary (CTS). All MIAX PEARL Equities Exchange trades will be reported with the Contra Clearing Firm number of 8602 and Contra Executing Broker (MPID) “ANON” in support of post trade anonymity.
 
Starting August 24, 2020, clients can schedule testing with MIAX PEARL Equities to submit trades and verify their DTCC output. National Securities Clearing Corporation (NSCC) will be supporting the testing via its Universal Trade Capture (UTC) application in the Participant Services Test Environment (PSE).
 
The DTCC publication of the UTC Code and client testing details are available at:

• https://www.dtcc.com/legal/important-notices?subsidiary=NSCC
• Attached is the August 19, 2020 DTCC Notice

Please contact MIAX Trading Operations at TradingOperations@MIAXEquities.com or (609) 897-7302 to discuss any specific issues and to arrange interface testing.

Please contact MIAX Sales at Sales@MIAXEquities.com or (609) 897-8177 to learn more about MIAX Equities.