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Regulatory Alert

MIAX Pearl

July 07, 2020 | 12:03 PM

Additional Filing Extension - MIAX Rule 1308 Annual Reports

The MIAX Exchange Group (“MIAX”) is proposing to extend the temporary relief previously granted to member firms for filing of annual reports subject to its Rule 1308 – Supervision of Accounts. Subject to SEC approval, MIAX will extend the filing deadline for member to July 31, 2020.
 
For further information regarding the proposed filing extension, please refer to the following; 

Further questions may be directed to the Exchange’s Membership Department at MemberServices@miami-holdings.com or (609) 897-1479.