Trading Alert
MIAX Pearl
June 04, 2020 | 12:19 PM
Approved Rule Change to Amend the FINRA Code of Arbitration Procedure for Customer Disputes and the FINRA Code of Arbitration Procedure for Industry Disputes To Apply Minimum Fees to Requests for Expungement of Customer Dispute Information
Please refer to the following for details regarding the approved rule change to the FINRA Code of Arbitration Procedures for Customer Disputes and Industry Disputes regarding fees for requests for expungement of customer dispute information.
- MIAX Options Regulatory Circular 2020-24
- MIAX PEARL Regulatory Circular 2020-19
- MIAX Emerald Regulatory Circular 2020-21