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Trading Alert

MIAX Emerald

June 04, 2020 | 12:19 PM

Approved Rule Change to Amend the FINRA Code of Arbitration Procedure for Customer Disputes and the FINRA Code of Arbitration Procedure for Industry Disputes To Apply Minimum Fees to Requests for Expungement of Customer Dispute Information

Please refer to the following for details regarding the approved rule change to the FINRA Code of Arbitration Procedures for Customer Disputes and Industry Disputes regarding fees for requests for expungement of customer dispute information.

Regulatory inquiries should be directed to Regulatory@miaxglobal.com or (609) 897-7309.