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Regulatory Alert

MIAX Emerald

March 02, 2020 | 04:21 PM

Notice of Filing of a Proposed Rule Change To Amend the FINRA Code of Arbitration Procedure for Customer Disputes and the FINRA Code of Arbitration Procedure for Industry Disputes To Apply Minimum Fees to Requests for Expungement of Customer Dispute

Please refer to the following for details regarding the proposed rule change to the FINRA Code of Arbitration Procedure for Customer Disputes and the FINRA Code of Arbitration Procedure for Industry Disputes.

Regulatory inquiries should be directed to Regulatory@miaxglobal.com or (609) 897-7309.