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Regulatory Alert

MIAX Emerald

December 23, 2019 | 03:35 PM

Amendment, Reorganization and Enhancement of Registration Rules

MIAX Options has proposed a rule change to adopt new Chapter XIX series of rules captioned Registration, Qualification and Continuing Education in the MIAX Options Rulebook. The rule change will become effective on January 9, 2020, pursuant to a notice recently issued by the Securities and Exchange Commission.

MIAX PEARL and MIAX Emerald plan to file similar proposals to amend their rules and incorporate by reference the new MIAX Options Chapter XIX into the MIAX PEARL and MIAX Emerald Rulebooks.

Please refer to the following for further details on the rule change.

Contact MIAX Trading Operations at TradingOperations@miaxglobal.com or (609) 897-7302 with any questions about membership, registration, qualification or continuing education rules.

Regulatory inquiries should be directed to Regulatory@miaxglobal.com or (609) 897-7309.