Regulatory Alert
MIAX Pearl
December 18, 2019 | 11:22 AM
Business Continuity and Disaster Recovery Plans Testing - Member Designation Standards
As required by Regulation Systems Compliance and Integrity and MIAX Options Rule 321, which is incorporated by reference into both the MIAX PEARL and MIAX Emerald Exchange Rule Books, and thus applicable to Members of both Exchanges, certain Members of the MIAX Exchanges will have mandatory participation requirements in the annual SIFMA Business Continuity Planning Disaster Recovery (“BC/DR”) test.
Please refer to the following for more information on designation standards and requirements for Designated Members.
- MIAX Options Regulatory Circular 2019-65
- MIAX PEARL Regulatory Circular 2019-40
- MIAX Emerald Regulatory Circular 2019-91
Regulatory questions may be directed to Regulatory@miaxglobal.com or (609) 897-7309.