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Regulatory Alert

MIAX Emerald

March 28, 2019 | 04:17 PM

MIAX Emerald Web CRD Individual Registrations

Effective Friday, March 29, 2019, individual registration categories will be systematically approved in FINRA’s Web CRD for individuals’ associated with firm(s) that are approved with both MIAX Emerald and MIAX Options and currently hold “approved” registrations with MIAX Options.

Please refer to MIAX Emerald Regulatory Circular 2019-39 for further details.

Questions may be directed to the Exchange’s Membership Department at MemberServices@miami-holdings.com or at (609) 897-1479.