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Regulatory Alert

MIAX Emerald

February 28, 2019 | 04:01 PM

Web CRD Registration for MIAX Emerald, LLC

Effective Friday, March 1, 2019, the window on FINRA’s Web CRD system for Forms U4, U5, BD and BDW for the MIAX Emerald, LLC (“MIAX Emerald”) Exchange will open.

Please refer to MIAX Emerald Regulatory Circular 2019-30 for further details.

Further questions may be directed to the Exchange’s Membership Department at MemberServices@miami-holdings.com or at (609) 897-1479.