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Trading Alert

MIAX Emerald

February 28, 2019 | 02:29 PM

MIAX Emerald Business Continuity and Disaster Recovery Plans Testing - Member Designation Standards

As required by Regulation Systems Compliance and Integrity and MIAX Emerald Rule 321, certain Members of MIAX Emerald will have mandatory participation requirements in the annual SIFMA Business Continuity Planning Disaster Recovery (“BC/DR”) test.  MIAX Emerald will be leveraging the annual industry-wide BC/DR test to fulfill this requirement.

Please refer to MIAX Emerald Regulatory Circular 2019-15 for more information on designation standards and requirements for Designated Members.

Please direct any requests for further information regarding MIAX Emerald’s BC/DR plans testing to TradingOperations@miaxglobal.com or (609) 897-7302.

Regulatory questions may be directed to Regulatory@miaxglobal.com or (609) 897-7309.