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Trading Alert

MIAX Pearl

April 06, 2018 | 02:59 PM

MIAX PEARL - Market for Underlying Security Used for Openings for Newly Listed Option Class SPOT Effective Monday, April 9, 2018

MIAX PEARL Regulatory Circular 2018-13 identifies the newly listed option class Spotify Technology S.A. (SPOT) that will start trading on MIAX PEARL beginning Monday, April 9, 2018, and, as set forth in MIAX PEARL Rule 503(a)(3), MIAX PEARL shall use the New York Stock Exchange (NYSE) as the “market for the underlying security” for purposes of Openings on the Exchange.

Please direct any regulatory questions to Regulatory@miaxglobal.com or (609) 897-7309.