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Regulatory Alert

MIAX Pearl

December 13, 2017 | 03:54 PM

MIAX PEARL Business Continuity and Disaster Recovery Plans Testing - Member Designation Standards

As required by Regulation Systems Compliance and Integrity and MIAX PEARL Rule 321, certain Members of MIAX PEARL will have mandatory participation requirements in the annual SIFMA Business Continuity Planning Disaster Recovery (“BC/DR”) test.  MIAX PEARL will be leveraging the annual industry-wide BC/DR test to fulfill this requirement.

Within fifteen (15) calendar days following the end of the measurement quarter MIAX PEARL will provide notice to qualifying Members that will have a mandatory BC/DR testing participation requirement. The measurement quarter is defined as January 1st through March 31st each year.

Please refer to MIAX PEARL Regulatory Circular 2017-66 for more information on designation standards and requirements for Designated Members.

Regulatory inquiries should be directed to Regulatory@miaxglobal.com or (609) 897-7309.

Please direct any requests for further information regarding MIAX Option’s BC/DR plans testing to TradingOperations@miaxglobal.com or (609) 897-7302.