Regulatory Alert
MIAX Pearl
October 03, 2017 | 01:43 PM
Amendments to Rules Related to Listing and Trading Options on Indices
The Securities and Exchange Commission approved a proposed rule filing by MIAX Options to adopt a new chapter of MIAX Options rules relating to the listing and trading of cash-settled index options, Chapter XVIII of MIAX Options Rules, Listing and Trading Options on Indices, as well as to amend certain existing MIAX Options rules relating to position and exercise limits for cash-settled index options.
The new MIAX Options Chapter XVIII rules are not currently incorporated by reference into the MIAX PEARL Rule Book; however, amended MIAX Options Rules 308, 313, and 700 are incorporated by reference into the MIAX PEARL Rule Book.
Please refer to MIAX PEARL Regulatory Circular 2017-58 for further details.
Questions regarding the approved rule filing should be directed to the Regulatory Department at Regulatory@miaxglobal.com or (609) 897-7309.