Trading Alert
MIAX Options
September 19, 2017 | 03:51 PM
Rule Change Notice - FINRA Arbitration Rules 12100 and 13100
Financial Industry Regulatory Authority, Inc. (“FINRA”) has received approval to amend FINRA Rule 12100 of the Code of Arbitration Procedure for Customer Disputes and FINRA Rule 13100 of the Code of Arbitration Procedure for Industry Disputes. The approved rule change will permit any person who is disqualified from service as a public arbitrator, but otherwise qualified to serve as an arbitrator, to serve as a non-public arbitrator.
In accordance with the incorporation by reference of FINRA’s arbitration rules, MIAX Options is required to inform its Members of rule changes to FINRA’s arbitration rules published by the Securities and Exchange Commission.
Please refer to MIAX Options Regulatory Circular 2017-49 for further details.
Questions should be directed to the Regulatory Department at 609-897-7309 or Regulatory@miaxglobal.com.