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Regulatory Alert

MIAX Pearl

August 01, 2017 | 08:47 AM

Market for Underlying Security used for Openings on MIAX PEARL for Certain Symbols Effective Tuesday, August 1, 2017

The following issues have transferred primary listing from NYSE ARCA to BATS effective Tuesday, August 1, 2017, and, as set forth in MIAX PEARL Rule 503(a)(3), MIAX PEARL shall use BATS as the “market for the underlying security” for purposes of Openings on the Exchange.

  • iShares North American Tech-Software  (IGV)
  • iShares US Home Construction ETF  (ITB)
  • iShares Dow Jones Transportation Average  (IYT)
  • iShares Mortgage Real Estate Capped ETF  (REM)
  • iShares MSCI USA Minimum Volatility  (USMV)

Please refer to MIAX PEARL Regulatory Circular 2017-49 for more details.

Questions should be directed to Regulatory@miaxglobal.com or (609) 897-7309.