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Regulatory Alert

MIAX Pearl

July 25, 2017 | 11:00 AM

Market for Underlying Security used for Openings on MIAX PEARL for Symbol BTI Effective Tuesday, July 25, 2017

The following issue has transferred primary listing from NYSE MKT to NYSE effective Tuesday, July 25, 2017, and, as set forth in MIAX PEARL Rule 503(a)(3), MIAX PEARL shall use NYSE as the “market for the underlying security” for purposes of Openings on the Exchange.

• BRITISH AMERICAN TOBACCO PLC (BTI)

Please refer to MIAX PEARL Regulatory Circular 2017-48 for more details.

Questions should be directed to Regulatory@miaxglobal.com or (609) 897-7309.