Regulatory Alert
MIAX Options
May 23, 2017 | 05:06 PM
Consolidated Audit Trail ("CAT") Fee Dispute Resolution Rule
MIAX Options filed with the Securities and Exchange Commission a rule filing to adopt MIAX Options Rule 1713 (Consolidated Audit Trail – Fee Dispute Resolution) that will establish the procedures for resolving potential disputes related to fees to be charged to Industry Members related to the National Market Plan Governing the Consolidated Audit Trail (the “CAT NMS Plan”).
MIAX Options will inform its members upon approval of proposed Rule 1713.
Please refer to MIAX Options Regulatory Circular 2017-25 for further details.
Questions should be directed to the Regulatory Department at Regulatory@miaxglobal.com or (609) 897-7309.