Regulatory Alert

MIAX Options

April 17, 2017 | 12:43 PM

Consolidated Audit Trail ('CAT') Clock Synchronization Study

In accordance with the CAT NMS Plan the exchanges and FINRA have prepared a short study to collect information regarding current clock synchronization practices from broker-dealers, exchanges and FINRA, as well as third-party vendors or similar providers. MIAX Options requests that MIAX Option Members complete the CAT Clock Synchronization Study and submit their responses by Friday, April 21, 2017 by 5pm (ET).

Please refer to MIAX Options Regulatory Circular 2017-22 for further details.

For questions regarding the study, please contact: catnmsio@deloitte.com.

Regulatory inquiries should be directed to Regulatory@miaxglobal.com or (609) 897-7309.