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Trading Alert

MIAX Pearl

March 17, 2017 | 03:38 PM

Consolidated Audit Trail (“CAT”) Compliance Rule Series

On March 15, 2017, the Securities and Exchange Commission approved MIAX Options’ CAT compliance rule series which is set forth as Chapter XVII of the MIAX Options Rule Book.

Please refer to MIAX Options Regulatory Circular 2017-13 for further information on MIAX Options’ CAT compliance rule series.

For Regulatory questions contact the Regulatory Department at Regulatory@miaxglobal.com or (609) 897-7309.