Regulatory Alert
MIAX Pearl
February 01, 2017 | 05:13 PM
CRD Registration for MIAX PEARL, LLC
Effective Monday, February 6, 2017, MIAX PEARL, LLC will be available for registration on FINRA’s Web CRD system for both Form BD and Form U-4 applicants.
Please refer to MIAX PEARL Regulatory Circular 2017-21 for further details on Web CRD registration.
For questions related to qualifying MIAX PEARL registrations, please contact John Cunningham, Member Services @ 609.897.1479 or via email @ jcunningham@miami-holdings.com.