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Regulatory Alert

MIAX Pearl

January 30, 2017 | 04:05 PM

Updated - MIAX PEARL Contrary Exercise Advices

This MIAX PEARL Alert updates the prior MIAX PEARL Contrary Exercise Advices Alert regarding the FINRA email submission address. The correct FINRA email address is EED@finra.org.
 
Please refer to MIAX PEARL Regulatory Circular 2017-06 for further details.
 
Regulatory questions may be directed to the MIAX PEARL Regulatory Department at Regulatory@miaxglobal.com or (609) 897-7309.