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Regulatory Alert

MIAX Pearl

January 30, 2017 | 02:55 PM

MIAX PEARL Business Continuity and Disaster Recovery Plans Testing - Member Designation Standards

As required by Regulation Systems Compliance and Integrity and MIAX PEARL Rule 321, certain Members of MIAX PEARL will have mandatory participation requirements in the annual SIFMA Business Continuity Planning Disaster Recovery (“BC/DR”) test.  MIAX PEARL will be leveraging the annual industry-wide BC/DR test to fulfill this requirement.

Please refer to MIAX PEARL Regulatory Circular 2017-07 for more information on designation standards and requirements for Designated Members.

Please direct any requests for further information regarding MIAX Option’s BC/DR plans testing to TradingOperations@miaxglobal.com or (609) 897-7302.

Regulatory questions may be directed to the MIAX PEARL Regulatory Department at Regulatory@miaxglobal.com or (609) 897-7309.