Regulatory Alert
MIAX Pearl
January 30, 2017 | 08:39 AM
Compliance with Section 11a of the Securities Exchange Act of 1934 as Amended
Please refer to MIAX PEARL Regulatory Circular 2017-02 for information on MIAX PEARL’s compliance with Section 11(a) of the Securities Exchange Act of 1934 and exceptions to the 11(a) prohibition.
Regulatory questions may be directed to the MIAX PEARL Regulatory Department at Regulatory@miaxglobal.com or (609) 897-7309.